What we do
Investment Strategy & Portfolio Optimization
Investment Compliance & Trade Confirmation Solutions
Investment Compliance & Trade Confirmation Solutions
Unlock operational excellence with Decimal Point Analytics as your trusted partner for investment compliance and trade confirmation. Our specialized teams, trained on BlackRock Aladdin, deliver precision for equity and fixed income public securities, streamlining pre-trade and post-trade rule checks, trade reconciliation, and compliance with global standards like ERISA, the 1940 Act, FATCA, and CRS. With a deep bench of experts offering unmatched value, we empower asset managers to reduce risks, enhance transparency, and scale seamlessly across jurisdictions.
What We Do
Investment Compliance Monitoring
Ensure adherence to client mandates and global regulations with real-time oversight, leveraging pre- and post-trade compliance checks, rule checks, and alerts for breaches using integrated risk management systems.
Trade Confirmation & Settlement
Streamline trade lifecycles from execution to settlement, managing high-volume fixed income deals (up to ~1,300 trades) with SOPs and checklists, broker communication, verification of legal entities, brokerage account onboarding, regulatory filings, and reconciliation to improve trade confirmation efficiency.
Rule Coding & Customization
Tailor investment guidelines into system-integrated rule sets to prevent trade violations and enable continuous monitoring through customized frameworks for client-specific rules.
Data Management & Reporting
Maintain accurate sanctions and restricted securities lists, monitor holiday schedules, update broker records, reconcile exposures, and deliver audit-ready reports supported by robust data management practices.
Why DPA
Quick Deployment by Resource Enablement
Our Aladdin-trained specialists enable rapid onboarding and seamless system integration, delivering immediate value in compliance and trade efficiency.
Transparency
Detailed documentation, periodic check-ins and detailed reporting foster trust in every aspect of compliance and trade processes.
MIS
Comprehensive management information systems provide actionable insights via KPI tracker and performance reports for strategic oversight.
Cost Advantage
Achieve up to 35% reduction in operational costs through our global delivery model, offering a deep bench of experts at exceptional value.
Continuous Optimization
We refine trade flows, SOPs, query resolution, and resource training to eliminate manual checks, analyzing ~2,000 breaches monthly with zero errors.
Data Security
Robust protocols safeguard sensitive data, ensuring compliance with global standards and secure handling of confidential information.
Frequently Asked Questions
Everything you need to know about enhancing investment compliance and trade confirmation for BlackRock Aladdin users.
We optimize trade confirmation and settlement, handling peak volumes of ~1,300 trades with tailored SOPs, broker communication systems, global trading desk oversight, and automated reconciliation to minimize failures.
We integrate client-specific guidelines into Aladdin-compatible rule coding, enabling continuous monitoring, blocking non-compliant trades, and early warning alerts.
Our global delivery model cuts costs by up to 35%, offering a deep bench of Aladdin-trained specialists to enhance efficiency while maintaining compliance and accuracy.
We provide secure workflows, real-time MIS dashboards, immutable audit trails, and robust data management, ensuring data protection and visibility to meet global regulatory standards. Our DPA security protocols include ISO and SOC II certifications, facilities to provide restricted access to people based on requirements, and more.
We ensure compliance with ERISA, the 1940 Act, FATCA, CRS, and other regulations, with flexible support for diverse jurisdictions, brokerage onboarding, and regulatory filings.
